A former Morgan Stanley trader has been fined ￡140,000 ($223,000) and banned by the City of London watchdog after he traded ahead of clients to profit from their orders. It was the third trading-related punishment linked to the bank in the past month.
倫敦金融城監(jiān)管機(jī)構(gòu)對(duì)摩根士丹利(Morgan Stanley)前交易員尼勒施?史洛夫(Nilesh Shroff)處以14萬英鎊的罰金，并下達(dá)了從業(yè)禁令。這是過去1個(gè)月來摩根士丹利卷入的第三起與交易有關(guān)的處罰。
您已閱讀10%（356字），剩余90%（3299字）包含更多重要信息，訂閱以繼續(xù)探索完整內(nèi)容，并享受更多專屬服務(wù)。